Broker Check

Who We Are

For more than 20 years, Jim has provided his clients with the support they need to identify their goals and develop sound plans for their financial future. He specializes in personal financial planning, investment management, retirement, education funding, tax management strategies, estate planning transition strategies, preservation planning/family financial health and portfolio management to match your investment risk tolerance to your portfolio allocation and investment selection. Jim is the President of Stoneway Financial, LLC, and a branch manager for LPL Financial.

Philosophy

Jim knows you work hard for your money. He will develop strategies designed to help ensure your money is working hard for you. He advises you on the issues that he believes matter most to you: a good education for your children and/or a comfortable retirement and financial independence for your family. He works with you one-on-one to help identify your short- and long-term goals, then supplies the knowledge and advice you need to help you feel confident that you are making an informed financial decision for your family’s future.

5-Star Multi-Year Winner

 The largest and most widely published peer-nominated wealth manger award program in North America. Award candidates are evaluated against 10 objective criteria to determine the Five Star Wealth Managers in more than 40 major markets. 

Five Star Summary and Research

*2014/2015 Award candidates are evaluated against 10 objective eligibility and evaluation criteria: 1) Credentialed as an investment advisory representative (IAR) or a registered investment advisor; 2) Actively employed as a credentialed professional in the financial services industry for a minimum of five years; 3) Favorable regulatory and complaint history review; 4) Fulfilled their firm review based on internal firm standards; 5) Accepting new clients; 6) One-year client retention rate; 7) Five-year client retention rate; 8) Non-institutionalized discretionary and/or non-discretionary client assets administered; 9) Number of client households served; 10) Educational and professional designations.